JD Supra13d
Alternative Trading System (ATS) › Digital Assets › Securities and Exchange Commission (SEC)
more SEC to Keep Watchful Eye on Digital Asset Trading Platforms - Commission's Focus on Securities Exchange Laws, Reg ATS and Expanded ...
JD Supra3d
Do SEC Acting Chair’s Remarks Signal a Redux of Government Securities ATS Rulemaking?
Chair Mark Uyeda indicated in public remarks that he was directing the SEC staff to revisit a 2020 proposal under then-Chair Jay Clayton that, among other things, would have subjected to Regulation ...
Reuters18d
US SEC to move away from requiring crypto firms to register as trading systems, chief says
The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the sector in the face of potentially heightened oversight and additional rules.
Fast Company18d
SEC to abandon plan for crypto firms to register as trading systems
The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism ... [Photo: Reuters/Mike Blake/File Photo] The acting chief of the U.S ...