Big wealth managers know that one of the best ways to hold on to advisory teams and assets under management is to make sure they have multiple business relationships with clients. A customer who has ...

Equiniti (EQ), a leading provider of transfer agent and share ownership services, is pleased to announce the appointment of ...

Morgan Stanley plans to tease more wealth management clients out of its retirement and self-directed accounts by piecing together what the firm calls the "financial DNA" of each customer. An in-house ...

Morgan Stanley is creating more opportunities for its wealth clients to invest in the private markets with the launch of a new concierge desk service. Through the new private markets transaction desk ...

(Reuters) - Morgan Stanley said on Monday it had fired a financial adviser who allegedly stole account information from about 350,000 of its wealth management clients and posted some of it online.

CEO Ted Pick stated that "Morgan Stanley generated record top and bottom line performance with revenues of $18.2 billion and EPS of $2.80. Robust returns on tangible of 23.5% reflect the operating ...

July 7, 2011— -- A few days ago, a friend of mine received several letters dated June 24, 2011 from Morgan Stanley Smith Barney, where he has kept brokerage accounts for himself and his children ...

Morgan Stanley has sought injunctive relief in a federal court against two New Jersey advisors servicing some $200 million in assets, saying they violated noncompete clauses when they left the firm to ...

(Reuters) -The U.S. Financial Industry Regulatory Authority (FINRA) is investigating Morgan Stanley over how the firm screened clients for money-laundering risks, the Wall Street Journal reported on ...

Morgan Stanley's Q3 EPS rose to $1.88, surpassing the consensus estimate of $1.58, with net earnings up 33% to $3.2 billion. Q3 sales reached $15.38 billion, up 15.9% year over year, beating the ...