The Series 63, officially called the Uniform Securities Agent State Law Exam, is a license required in most U.S. states if you want to be a securities agent and sell securities like mutual funds.

With both Series 7 and 63 licenses, you can sell a wide range of securities, such as stocks and bonds, while complying with state regulations and conducting business across multiple states.

Compare Series 63 vs. 66 exams, their differences, and what each license qualifies you to do in the securities and investment advisory industries.

Did you know that Series 63 has a pass rate of around 80%? While this exam is shorter than others in the industry, it’s filled with tricky legal jargon, dense regulations, and the occasional ...

Those seeking to obtain their Series 63 license will first need to pass the exam. Finding the best Series 63 exam prep course can help you be better prepared.

The Series 6 entitles her to register as a limited representative and sell mutual funds, variable annuities, and insurance premiums. The Series 63 License allows her to solicit orders for any type ...