The rapid acceleration in investors’ use of margin debt in trading calls to mind the meme stock frenzy and dot-com bubble.

Here are seven costly mistakes to avoid when trading options. Diving into options without any sort of trading strategy is not ...

People who buy and sell, or sell and buy, frequently, risk picking up a label that triggers financial requirements many can't meet. Those requirements could get easier to handle if major ...

Margin Calls: If the account value falls below the maintenance margin, the broker may issue a margin call, requiring the investor to deposit additional funds or securities[3].

Newbridge Securities Corp., a Boca Raton, Florida-based independent broker-dealer with 140 registered reps in 35 branch offices, on Friday agreed to pay a penalty of $105,000 for its lack of ...