It is shown that such "regulatory capture" in banking does not imply ineffectual regulation; a "captured" regulator may impose very tight, costly prudential requirements to reduce negative spillovers ...

Of late, regulators have been looking at digital regulatory reporting (DRR), which promises to help firms ... these are most welcome. For example, 11 financial regulators and related organisations ...

As regulatory frameworks tighten and cybersecurity threats grow in complexity, operational resilience is, now more than ever, a boardroom ...

The financial sector continues to face new rules and government expectations as part of the broader effort to aid the green ...

Financial institutions must reassess how ... providing expertise in AI-driven risk modeling, automated regulatory reporting and predictive analytics.

A depoliticized financial sector is vital not only to protect individual industries, but to uphold broader American ...

Bloomberg’s Regulatory Reporting Services is a suite of solutions for firms impacted by evolving regulatory trade and transaction reporting demands, across all markets — including buy-side ...

which is a cornerstone of transparency and accountability in our financial markets. Corporate reporting is not merely a regulatory requirement. It is a vital practice that builds trust among ...

Three executives at Evolve Bank & Trust have left the crypto-friendly bank following setbacks, including a May cybersecurity breach and a June enforcement action, according to a report by Jason ...

In a section titled “Annuities Securities Products,” FINRA’s 2025 Annual Regulatory Oversight Report, issued on January 28, 2025, addresses ...