The FSC defines core securities dealers as firms whose primary activity is dealing in financial securities. 26 out of the 33 securities dealers licensed by the FSC were classified as core securities ...

TZROP was issued in a private placement in August 2018 and in January 2019, it illustrated how a private security can trade on the tZERO Securities ATS, a broker-dealer operated, continuous and ...

ZERO Group Inc., a tech solutions provider for capital markets, announces its Series-A Preferred Equity Security (TZROP) will ...

The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) was launched on 05/01/2006, and is a passively managed exchange traded fund designed to offer broad exposure to the Financials ...

For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once ...

iShares US Broker-Dealers & Securities Exchanges ETF's (IAI) current share price is $156.24. This constitutes a price movement of 0.51% when compared to the share price 7 days ago and is -1.15% below ...

NEW YORK, February 03, 2025--(BUSINESS WIRE)--SMBC Nikko Securities America, Inc. (SMBC Nikko America), a registered ...

In an opinion post for a16z crypto, Latham lawyer Jenny Cieplak calls for a new regulatory approach for tokenized securities.

The Fund invests at least 90% of its assets in securities of the Underlying Index and in depositary receipts representing securities of the Underlying Index.

Spartan Capital Securities, LLC. NEW YORK, NY, Feb. 13, 2025 (GLOBE NEWSWIRE) -- Maurice Dacosta, an experienced financial executive with exte ...