The company's total leverage manageable. As of December 2024, Stifel had a 11.4% Tier 1 leverage ratio compared with management's previously stated target of 10%, implying that the firm is carrying ...

Stoever, Glass & Co. Inc., a New York-based broker-dealer located on Wall Street, has shut down after filing on Monday its ...

Lower interest rates over the next several years will stifle net interest income growth. The company may have a greater opportunity to recruit advisors as it fills holes in its geographic footprint ...

Investing.com -- The Securities and Exchange Commission (SEC) has filed settled charges against New York-based One Oak Capital Management LLC and its former investment adviser representative, Michael ...

Spartan Capital Securities, LLC. NEW YORK, NY, Feb. 13, 2025 (GLOBE NEWSWIRE) -- Maurice Dacosta, an experienced financial executive with exte ...

The SEC faces a February 14 deadline to respond to Coinbase's appeal request amid multiple legal challenges, including a ...

In an opinion post for a16z crypto, Latham lawyer Jenny Cieplak calls for a new regulatory approach for tokenized securities.

A federal judge is reportedly ruling that top US-based crypto exchange Coinbase must face a class action lawsuit in New York.

ZERO Group Inc., a tech solutions provider for capital markets, announces its Series-A Preferred Equity Security (TZROP) will ...

The FSC defines core securities dealers as firms whose primary activity is dealing in financial securities. 26 out of the 33 securities dealers licensed by the FSC were classified as core securities ...

"With a view to widening access, it has been decided that non-bank brokers registered with SEBI can directly access NDS-OM, ...