Stoever, Glass & Co. Inc., a New York-based broker-dealer located on Wall Street, has shut down after filing on Monday its ...

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only; comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International ...

The FSC defines core securities dealers as firms whose primary activity is dealing in financial securities. 26 out of the 33 securities dealers licensed by the FSC were classified as core securities ...

Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...

Coinbase Inc. was denied judgment on pleadings in an investor suit that alleges the major cryptocurrency platform is an ...

TZROP was issued in a private placement in August 2018 and in January 2019, it illustrated how a private security can trade on the tZERO Securities ATS, a broker-dealer operated, continuous and ...

Reinsurance broker Gallagher Re has announced that insurance-linked securities (ILS) veteran Jason Bolding has been promoted ...

A broker who is already challenging the Financial Industry Regulatory Authority Inc.’s order last year to bar him from the ...

iShares US Broker-Dealers & Securities Exchanges ETF's (IAI) current share price is $156.24. This constitutes a price movement of 0.51% when compared to the share price 7 days ago and is -1.15% below ...

"In order to facilitate Sebi-registered stock brokers to participate in Government Securities (G-Secs) market in the NDS-OM, it has been decided that they may do so under a Separate Business Unit (SBU ...

ZERO Group Inc., a tech solutions provider for capital markets, announces its Series-A Preferred Equity Security (TZROP) will ...