SEC and CFTC Staff Issue Joint Statement on Trading of Certain Spot ...
This Joint Statement clarifies staff’s views that SEC- and CFTC- registered exchanges are not prohibited from facilitating the trading of certain spot commodity products. The joint effort exemplifies how staff …
SEC-CFTC Joint Roundtable on Regulatory Harmonization Efforts
Sep 29, 2025 · The SEC and the CFTC will hold a joint roundtable to discuss regulatory harmonization priorities between their agencies.
SEC-CFTC Joint Staff Statement (Project Crypto-Crypto Sprint)
Sep 2, 2025 · The SEC’s Division of Trading and Markets and the CFTC’s Division of Market Oversight and Division of Clearing and Risk (collectively, the “Divisions”) [1] are announcing a cross-agency …
SEC.gov | SEC and CFTC Issue Joint Statement on Regulatory ...
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today issued a joint statement on regulatory harmonization opportunities and announced a joint …
Mar 20, 2025 · The United States stands at a defining moment in the evolution of digital asset regulation. As global competitors implement clear and innovation-friendly frameworks, the U.S. risks losing its …
SEC Announces Agenda, Panelists for SEC-CFTC Roundtable on …
The Securities and Exchange Commission and the Commodity Futures Trading Commission have announced the agenda and panelists for their joint September 29 roundtable on regulatory …
SEC Adopts Amendments to Enhance Private Fund Reporting
Feb 8, 2024 · The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including …
Permitting swap dealers to be exempted from posting initial margin with respect to CFTC-regulated uncleared swaps to the extent they are held in an SEC-regulated portfolio margining account would …
Frequently Asked Questions on Regulation SBSR - SEC.gov
Under the CFTC rules, a swap transaction must be reported as soon as practicable after the time of execution. [4] Under the CFTC’s approach, market participants are not permitted to “hold” a swap …
Leaders of CFTC, FinCEN, and SEC Issue Joint Statement on Activities ...
Oct 11, 2019 · In advancing that mission, the CFTC regulates key participants in the derivatives markets, including boards of trade, futures commission merchants, introducing brokers, swaps …